Friday, 19 December 2014

EXCLUSION CLAUSES - PART I



Introduction 


An exclusion is a clause in contract which purports to exclude liability altogether or to restrict it by limiting damages or by imposing other onerous conditions.

Exclusion clauses can operate oppressively. As a result, the law restricts their use to protect a party to a contract. The protection comes from common law and legislation.

Protection at common law


The courts protect consumers from the harsher effects of exclusions clauses by;

  • requiring exclusion clauses to be incorporated into the contract before they have legal effect.
  • interpreting the exclusion clauses strictly


a)    Incorporation of exclusion clauses

The party wishing to rely on the exclusion clause must show that it formed part of the contract. Where there is uncertainty, the clause must be excluded from the contract. An exclusion clause will be deemed to be incorporated in a contract in any of the following is proven;

  • the document containing notice of the clause is part of the contract i.e. is a contractual document;
  • the contractual document containing the clause is signed; or
  • the other party has notice or was sufficiently aware of the term before entering into the contract.


i)                   Contractual documents

Where the exclusion clause is contained in an unsigned document it must be shown that the document is an integral part of the contract and is one which would be expected to contain the term.
In Chapelton v Barry UDC  there was a pile of deck chairs and a notice stating 'Hire of chairs 2d per session of three hours'. The claimant took two chairs, paid for them and received two tickets which were headed 'receipt' which he put in his pocket. One of the chairs collapsed and he was injured. The defendant council relied on a notice on the back of the tickets by which it disclaimed liability for injury.
It was held that the notice advertising chairs for hire gave no warning of limiting conditions and it was not reasonable to communicate them on a receipt. The disclaimer of liability was not binding on the claimant.

In Thompson v LMS Railway, an elderly lady who could not read asked her niece to buy her a railway excursion ticket on which was printed 'Excursion: for conditions see back'. On the back it was stated that the ticket was issued subject to conditions contained in the company's timetables. These conditions excluded liability for injury.
It was held that the conditions had been adequately communicated and therefore had been accepted.

Where a term is particularly unusual and onerous it should be highlighted. Failure to do so may mean that it does not become incorporated into the contract.

ii)    Signed document/contracts


If a person signs a document containing a term, he is held to have agreed to the term even if he had not read the document.

L'Estrange v F Graucob Ltd [1934], the claimant purchased a cigarette vending machine for use in her cafe. She signed an order form which stated in small print 'Any express or implied, condition, statement of warranty, statutory or otherwise is expressly excluded'. The vending machine did not work and the claimant sought to reject it under the Sale of Goods Act for not being of merchantable quality. It was held that in signing the order form she was bound by all the terms contained in the form irrespective of whether she had read the form or not. Consequently her claim was unsuccessful.

Nevertheless, a signed document can be rendered wholly or partly ineffective if the other party made a misrepresentation

Curtis v Chemical Cleaning; the claimant took her wedding dress to the cleaners. She was asked to sign a form. She asked the assistant what she was signing and the assistant told her that it excluded liability for any damage to beads and sequins. The form in fact contained a clause excluding all liability for any damage howsoever caused. The dress was returned badly stained. Held: The assistant had misrepresented the effect of the clause and therefore could not rely on the clause in the form even though the claimant had signed it.

iii)              Notices or unsigned documents


An exclusion clause may be contained in an unsigned document. In that case, reasonable and sufficient notice of the existence of the clause should be given.

Olley v Marlborough Court [1949]; the claimant booked into a hotel. The contract was made at the reception desk where there was no mention of an exclusion clause. In the hotel room on the back of the door a notice sought to exclude liability of the hotel proprietors for any lost, stolen or damaged property. The claimant had her fur coat stolen. Held: The notice was ineffective. The contract had already been made by the time the claimant had seen the notice. It did not therefore form part of the contract.

Therefore, the existence of the exclusion clause must be brought to the notice of the other party before or at the time the contract is entered into.

iv)               Previous dealings

An exception to the rule that there should be prior notice of the term is where parties have had consistent dealings with each other in the past, and the documents used then contained similar terms.

Spurling v Bradshaw [1956] 1 WLR 461; The defendant used the services of a warehouse to store goods on a regular basis. Each time he delivered goods to the warehouse he was asked to sign an invoice which contained an exclusion clause. This invoice came after the contract had been agreed. On one occasion he stored some barrels of orange juice and again signed the invoice. When he went to pick them up, however, some of the barrels were empty and one contained dirty water. Consequently he refused to pay for the storage. The claimant warehouse owners brought an action for the agreed price of storage relying on the exclusion clause to demonstrate that they were not liable for the damage to the goods. The defendant argued the clause had not been incorporated into the contract as he signed the document after the contract was made.

Held: The clause was incorporated through previous dealings. The defendant would have been aware of the term from the previous contracts and therefore it did form part of the contract. The claimant was entitled to payment and the defendant had no right to claim compensation for the damage to the orange juice.

The previous dealings must have been consistent; the parties must always have contracted on the same terms. If the parties have had previous dealings (but not on a consistent basis), then the person to be bound by the term must be sufficiently aware of kit at the time of making the contract.

Hollier v Rambler Motors [1972]; the claimant had used the services of the defendant garage on 3-4 occasions over a five year period. Each time he had been asked to sign a document excluding liability for any damage. On this occasion the contract was made over the phone and no reference to the exclusion clause was made. The garage damaged the car during the repair work and sought to invoke the exclusion clause through previous dealings. Held: There was not a sufficient number of or regularity of transactions to amount to a previous course of dealings capable of incorporating the exclusion clause. It was not reasonable to expect the claimant to remember the clause from one transaction to the next. Consequently the garage was liable to pay for the damage.


 b) Interpretation of exclusion clauses


Once it is established that an exclusion clause is incorporated, the clause will be interpreted to see whether the clause covers the breach that has occured. In interpreting the clause, the court will be guided by the contra proferendum rule, main purpose rule and the doctrine of fundamental breach.

i)                   Contra proferendum

If there is any ambiguity or uncertainty as to the meaning of the exclusion clause, the court will interpret it against the party who inserted it in the contract.

Baldry v Marshall [1925]: The plaintiff asked the defendants, who were motor dealers, to supply a car that would be suitable for touring purposes. The defendants recommended a Bugatti, which the plaintiff bought. The written contract excluded the defendant's liability for any "guarantee or warranty, statutory or otherwise". The car turned out to be unsuitable for the plaintiff's purposes, so he rejected it and sued to recover what he had paid. The Court of Appeal held that the requirement that the car be suitable for touring was a condition. Since the clause did not exclude liability for breach of a condition, the plaintiff was not bound by it.

 A clause can therefore be interpreted in the narrower sense against the party who inserted it in the contract. Accordingly, if a party wishes to exclude or limit liability for loss caused by negligence, the courts require that the word ‘negligence’, or accepted synonym for it, should be included in the clause.


ii)                 The main purpose rule

Under this rule, a court can strike out an exemption clause which is inconsistent with or repugnant to the main purpose of the contract. In Glynn v Margetson [1893], Carriers agreed to take oranges from Malaga to Liverpool under a contract which allowed the ship to call at any port in Europe or Africa. The ship sailed 350 miles east from Malaga to pick up another cargo. When it arrived in Liverpool the oranges had gone bad. The defendants attempted to rely on an exclusion clause. The House of Lords held that the main purpose was to deliver a perishable cargo of oranges to Liverpool and in the light of this the wide words of the clause could be ignored and the ship could only call at ports en route. Therefore the carriers were liable.

iii)              Doctrine of fundamental breach

A fundamental breach is any breach of contract that is so fundamental that it permits a party to terminate the performance of a contract. This also entitles a party to sue for damages.

Prior to 1964, fundamental breach could not be excluded or restricted under any circumstance. Accordingly, courts could not enforce any limitation clause which allowed a party to fundamentally breach a contract.  However, this common law rule was rejected on the basis that it conflicted with freedom of contract and the intention of parties. Therefore, any properly drafted exclusion clause can cover any breach of contract.

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